Business Description

My Clients come first in my business. We work together to develop a strategy that works best for their specific needs and goals.

It is my job to provide the best service and advice designed to meet each individual or families specific needs, goals, and ambitions.

By taking a wholistic approach to financial planning I can help my clients meet achieve their objectives which includes;

Estate Planning, Tax advantaged investing, Education Planning, Insurance Advice, and Paying off Debts.

Not only do I manage investments and expectations, but more importantly their emotions as it pertains to their investments.

I want my clients to be financially healthy and prepared for the ups and downs in life.

General Information

Gender:

Male

CRD#:

5280057

Firm CRD#:

19616

Name of Broker/Dealer:

Wells Fargo Advisors

States Licensed in:

SC, GA, NC, FL

States Willing to do Business in:

NY, NJ,

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Investment Clubs, 401k plan administrators, Non-Profit Organizations, Individual Investors

Education

Academic Background

Clemson University,

Services

Investment Types:

Stocks, Alternative Investments, Exchange Traded Funds (ETFs), Bonds, Annuities, Insurance, Commodities, Options & Futures, Mutual Funds, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Retirement Planning Counselor (CRPC®)

Securities Licenses:

Series 66, Series 65, Series 63, Series 31, Series 26, Series 7

Insurance and Annuity Licenses:

Variable Annuity, Long Term Care, Variable Life, Disability, Casualty, Accident, Annuity, Health, Life

Non-Financial Organization Memberships:

Clemson Alumni Association, Boykin Spaniel Rescue Board

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Assets Managed by Firm:

$60,000,000

Assets Managed by Advisor:

$60,000,000

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts:

25000

Compensation Methods:

Based on Assets, Commissions, Hourly

Fee % Based on Assets:

negotiable

Hourly Rate:

$150

Additional Details on Charges:

I work with my clients to determine the best method of payment for their situation.

Prepared By:

Jonathan Polson