| Advisor Profile |
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Business Description |
My style of Porfolio Management is very different from many other
advisors. Other advisors meet with you and typically use other money
managers like mutual funds to manage your money. I have a different
strategy.
After meeting with you, I get to know you and what best suits you. I will
not try to place you in a cookie cutter investment strategy. I use Stocks,
bonds, ETF's, Mutual funds, both open end and closed end, options,
etc. I like to use every tool available to us to protect and grow your
wealth. Everyone is unique and I always place my clients best interest
first.
Together we develop a strategy that works best for my clients specific
needs and goals.
It is my job to provide the best service and advice designed to meet
each individual or families specific needs, goals, and ambitions.
By taking an approach to financial planning that includes the entire
portfolio I can help my clients meet and achieve their objectives which
includes;
Estate Planning, Trust, Tax advantaged investing, Education Planning,
Insurance Advice, and Paying off Debts.
Not only do I manage investments and expectations, but more
importantly the emotions as it pertains to investments. I am my clients
personal CFO.
I want my clients to be financially healthy and prepared for the ups and
downs in life. |
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General Information |
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| Name of Custodial Firm: |
Charles Schwab
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| States Licensed in: |
SC, GA, NC, FL
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| States Willing to do Business in: |
NY, NJ,
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| Years of Experience in Financial Services: |
5
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| Number of Years with Current Firm: |
1
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| I work with the following types of clients: |
Businesses, Investment Clubs, 401k plan administrators, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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| Clemson University, |
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Services |
| Investment Types: |
Bonds, Alternative Investments, Exchange Traded Funds (ETFs), Stocks, Annuities, Insurance, Commodities, Mutual Funds, Options & Futures, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Retirement Planning Counselor (CRPC®)
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| Securities Licenses: |
Series 65, Series 31, Series 26, Series 7
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| Insurance and Annuity Licenses: |
Variable Annuity, Long Term Care, Variable Life, Disability, Casualty, Accident, Annuity, Health, Life
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| Non-Financial Organization Memberships: |
Clemson Alumni Association, Boykin Spaniel Rescue Board
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Assets Managed by Firm: |
$60,000,000
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| Assets Managed by Advisor: |
$60,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
25000
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| Compensation Methods: |
Based on Assets, Flat Fee, Hourly, Commissions
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| Fee % Based on Assets: |
negotiable
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| Additional Details on Charges: |
I work with my clients to determine the best method of payment for their situation.
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| Prepared By: |
Jonathan Polson |
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